Senior Compliance Officer 84 views

Deneo Partners is currently looking to hire an experienced Compliance Officer to join their global team, with the ability to grow, secure a great job opportunity and pursue a long-term career.

Job Description

Responsibilities include:

• Monitoring and assessing the level of compliance risk the Company faces and drafting written reports
• Developing, designing, and re-designing the appropriate procedures of the Company
• Work with the legal team, compliance, and other departments to monitor enforcement of standards and regulations
• Receiving and following up Client complaints or grievances and filing these complaints or grievances
• Prepare reports for Board of Directors & external regulatory bodies as appropriate
• Review and provide feedback on Licensees with regards to their quarterly reporting
• Remain informed about current and forthcoming regulatory updates/changes, and inform the Company’s management accordingly
• Monitor and improve the performance and compliance level of the Company with local FSA regulations
• Ensure that the Company complies with local regulations and requirements
• Assist in the formulation and implementation of various Company’s policies, manuals, and procedures
• Any other duties assigned from time to time from the Company’s Management

Job Requirements

Education and experience:

• Degree in either Business, Finance, Accounting or Law or any other related field
• A relevant professional qualification in compliance at diploma level (i.e. holder of a CISI or ICA diploma in compliance)
• At least 2 years of working experience within the Securities Dealer’s industry
• Already approved as Fit & Proper Compliance Officer will be considered as an advantage
• Updated knowledge of regulatory frameworks, ex. AML, KYC, MiFID
• Strong interpersonal and time management skills, attention to detail, professional discipline and strong work ethic
• Fluent in English. Any additional languages will be considered an advantage

How To Apply

Interested candidates should Sign-up or login to apply now or if you feel you are the right person for this job opportunity, send us your CV at careers@deneopartners.com

Closing Date: 9th February 2025

Note:

In order to increase your chances of a successful selection, kindly ensure that your application is complete and that all relevant information such as your qualifications have been provided with your application.   Otherwise, the Employer reserves the right not to consider your application for selection.